Form CRS
In compliance with Regulation Best Interest, we are required to provide copy of our Form CRS. Click here for our most recent filing.
Emergency Contact
Here is our Business Continuity Plan and emergency contact information in the event of a Significant Business Disruption.
Privacy Policy
Here is our Privacy Policy.
SEC Order Execution and Routing Disclosure
Churchill Financial, LLC. is an introducing broker dealer and has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of “non-directed orders” — any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Churchill Financial, LLC’s clearing broker, National Financial Services, LLC, has selected the execution venue on behalf of its customers.
The report is divided into three sections: one for S&P 500 stocks, one for Non-S&P stocks, and one for exchange-listed options. For each section, this report identifies the venues most often selected by National Financial Services, LLC, discloses summary statistics, sets forth the percentage of various types of orders routed to the venues, contains material aspects, and payments received from each venue.
Below are listed Churchill Financial’s quarterly reports, by year, on our order routing practices. Churchill Financial routes 100% of its orders to National Financial Services, LLC (NFS) our clearing agent. To view NFS’s SEC Rule 606 order disclosure, you can visit their website at SEC Rule 606 (fidelity.com).
- Under SEC Rule 606(b)(1) customers can request details on NMS stock and option non-directed orders in NMS securities including the identity of the venue and the time of execution for the prior six months.
- While Churchill Financial does not receive any payment for order flow, payment from any profit-sharing relationship, transaction fees or any transaction rebates, our clearing firm, National Financial Services may. Please review National Financial Services disclosures on Rule 606 order disclosures and material aspects by clicking here: https://prime.fidelity.com/trade-execution-quality/sec-rule-606